Mai Ziwen

Which company should I contact for Shenzhen Sunshine Fund license registration
Fund registration, private equity fund license, fund filing process
For details, please consult: Mr. Mai
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Office address : Building B, Vanke Enterprise Mansion, Qianhai, Nanshan, Shenzhen
Excellence Times Plaza, Yitian Road, Futian District, Shenzhen, China
1. What is the scope of registration and filing required under this measure?
The Asset Management Association of China (hereinafter referred to as the Asset Management Association) handles the registration of private equity fund managers and the filing of private equity funds in accordance with the regulations on private equity investment fund manager registration and fund filing, and conducts self-regulatory management of private equity fund business activities.
The scope of registration and filing is: managers of private equity funds and private equity funds.
2. How to register according to the requirements of this measure?
. When a private equity fund manager applies for registration, he or she shall register through the private equity fund registration and filing system.
The private equity fund manager’s registration materials must be filled in truthfully, and the Fund Industry Association may conduct interviews and on-site inspections. and other methods to verify the authenticity of the materials
3. After private equity fund managers and fund registration, what information is disclosed to the public?
Basic information such as the private equity fund manager’s name, establishment time, registration time, address, contact information, principal person in charge, and basic integrity information.
Basic information such as the name of the private equity fund, establishment time, registration time, main investment areas, fund managers and fund custodians
4. Why is it necessary to register a private equity fund?
. Private equity funds as mentioned in the Measures refer to investment funds established by raising funds from qualified investors in a non-public manner, including companies established for the purpose of investment activities or companies whose assets are managed by fund managers or general partners. Partnership.
Any fund that conducts investment activities in a non-public manner is within the scope of this filing and registration. After this filing and registration, the Fund Industry Association will also conduct differentiated self-discipline management of private equity funds to standardize the market. investment funds to protect the interests of investors.
Article 14 of the Measures: Registered private equity funds can apply to open securities-related accounts. In addition, securities investment funds: According to the "Notice on Issues Concerning the Account Opening and Settlement of Private Equity Investment Funds", private equity funds are required to provide relevant certification documents that the Securities Industry Association agrees to register as a private equity fund manager when applying to open a securities account. If the manager does not register If you register, you cannot apply for account opening. This means that securities investment private equity funds cannot directly open accounts to invest in the securities market. Equity investment funds: Without registration, they are not allowed to participate in the private placement of listed companies, mergers and acquisitions, and New OTC Market business. 3. Bond private equity funds: According to the provisions of the "Notice of the Financial Markets Department of the People's Bank of China on Matters Concerning the Entry of Private Investment Funds into the Inter-bank Bond Market".
5. Conditions for registering a private equity fund company in Shenzhen Qianhai
Registered capital: The registered capital of a private equity investment fund company shall not be less than 100 million, and the first paid-in amount shall not be less than 10,000. Private equity investment fund management company The registered capital must not be less than RMB 10,000, and the initial investment must not be less than RMB 10,000.
Agent for Shenzhen Qianhai private equity fund company registration, private equity fund filing, private equity fund filing application process and review points, Shenzhen Qianhai private equity fund company agency
As of the year and month, Tengbo International applies for a fund license The average processing time is several working days.
Excellent investment partners in Qianhai, Shenzhen Tengbo International Business Co., Ltd.
Conditions for registering a private equity fund company in Shenzhen Qianhai
1. Registered capital: The registered capital of a private equity investment fund company shall not be less than billion, the first paid-in cannot be less than RMB 10,000, the registered capital of a private equity investment fund management company must not be less than RMB 10,000, and the initial capital contribution must not be less than RMB 10,000.
Agent for Shenzhen Qianhai private equity fund company registration, private equity fund filing, private equity fund filing application process and review points, Shenzhen Qianhai private equity fund company agency
2. Preferential policies available
For equity investment funds established in the form of a partnership, a one-time settlement reward will be given to the equity investment fund management company entrusted by the partnership based on the actual scale of funds raised by the partnership that year: if the raised funds reach 100 million yuan, a reward of 10,000 yuan will be given if the raised funds reach 300 million yuan. If the amount of funds raised reaches 100 million yuan, a reward of 10,000 yuan will be awarded.
Equity investment funds that enjoy settlement incentives are not allowed to move out of Shenzhen during the year.
Equity investment funds and equity investment fund management companies that purchase new office buildings for their own use due to business development needs may be given a one-time subsidy based on the purchase price, but the maximum subsidy amount shall not exceed 10,000 yuan. Office buildings enjoying subsidies shall not be rented or sold during the year.
3. Equity investment funds and equity investment fund management companies that newly lease office space for their own use will be provided with a rental subsidy for three consecutive years. The subsidy standard is 3% of the housing rental market guide price, and the total subsidy does not exceed 10,000 yuan.
Equity investment funds, equity investment fund management companies and private securities investment fund management companies are included in the convenient express service scope of large enterprises in our city, and high-quality and convenient services are provided to them in accordance with relevant regulations.
Senior managers of equity investment funds, equity investment fund management companies and private securities investment fund management companies, who are determined to be qualified by the municipal human resources security department, can enjoy the city’s regulations on talent introduction, talent rewards, spouse employment, Relevant policies on children’s education, medical security, etc.
Agency for private equity fund registration, Qianhai private equity company registration, private equity company registration
This is a market cake of more than one trillion yuan, and everyone wants a piece of it A cup of soup. An executive of a securities firm lamented that the trillion-yuan market cake he was referring to was private equity product quotation and transfer transactions.
Previously, many financial institutions have launched private equity product transfer platforms. However, due to the business scale of the institutions, the market competition in this field is becoming increasingly fierce. At this time, a national-level private equity product quotation transfer transaction service platform quietly surfaced.
Century Economic Report reporters learned that with the assistance of the China Securities Industry Association, the inter-agency private equity product quotation and service system (hereinafter referred to as the quotation system) initiated by the China Securities Capital Market Development Monitoring Center Co., Ltd. just completed the 100 million yuan Yuan's capital increase and share expansion have attracted many private equity investment institutions, insurance companies and other financial institutions to invest in the company. At present, the overall registered capital of the quotation system has reached 100 million yuan.
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The so-called quotation system provides participants on this platform with relevant information such as quotation, issuance, transfer, information disclosure, registration and settlement of various private equity products A professional electronic platform serving private equity products including asset management plans, income certificates, private equity bonds, private equity funds, private equity crowdfunding, over-the-counter derivatives, private equity, commodities, etc.
After the capital increase, the quotation system will become a joint-stock company and named China Securities Inter-Agency Quotation System Co., Ltd. A source familiar with the matter revealed. Previously, the registered capital of this quotation system was 100 million yuan, with Shanghai Stock Exchange, Shenzhen Stock Exchange, Shanghai Futures Exchange, China Financial Futures Exchange, and China Securities Depository and Clearing Co., Ltd. holding 3, 3, and 3 shares respectively.
The above-mentioned people familiar with the matter said that the reason why the quotation system attracted financial institutions to take shares is not only to improve the degree of market-oriented operation, but also closely related to its own business development strategy. At present, the quotation system has set up four major business sectors: private equity product issuance and transfer market, private equity product issuance and transfer market, over-the-counter derivatives market, and bulk commodity trading. The expansion of these businesses requires the participation of a large number of investment institutions to further revitalize trading activity.
Allowing financial institutions to become both shareholders and participants in the quotation system will undoubtedly maximize their enthusiasm for investing in private equity products. The person familiar with the matter said bluntly.
Century Economic Report reporters also learned that the quotation system has promulgated the "Pilot Measures for Short-term Corporate Bonds of Securities Companies", "Pilot Measures for Private Equity Bonds on Mergers, Acquisitions and Reorganizations", "Guidelines for the Raising and Transfer Business of Private Equity Investment Funds", "Practical Measures for Private Equity Investment" On the basis of business operation guidelines such as "Fund Project Equity Transfer Business Guidelines" and "Asset Securitization Business Guidelines", the "Pledged Agreement Repurchase Transaction Business Guidelines", "Private Bond Business Guidelines", "OTC Derivatives Business Guidelines" will be issued during the year. New policies such as "Guidelines for the Business of Commodity Trading", "Guidelines for the Business of Equity Crowdfunding Platforms", "Guidelines for the Equity Transfer Business of Companies Listed in Regional Markets in the Quotation System", "Guidelines for the Private Equity Pledge Financing Business".
The Securities Industry Association hopes to build it into a giant platform that includes the quotation and transfer of all private equity products. said the person familiar with the matter.
According to relevant information obtained by reporters from Century Economic Report, as of March 1, this quotation system has completed a transaction volume of 100 million, and it has contributed 100 million in the past two months, including more than a thousand asset management plans, income certificates, private placement bonds, private equity Funds, crowdfunding, etc. are issued and transferred through this system.
Behind the surge in transaction volume, there are also strategic considerations for the relevant departments of the China Securities Regulatory Commission to steadily develop the inter-agency market. Senior officials of the China Securities Regulatory Commission proposed that it should be built into a unified and interconnected private equity product quotation system. The above-mentioned people familiar with the matter spoke bluntly.
Major changes in business processes
Informed sources revealed that last month, the China Securities Regulatory Commission and other relevant departments approved the China Securities Capital Market Development Monitoring Center to adjust its business scope to clear policy obstacles for the construction of a quotation system. Two months later, the quotation system was officially put into operation.
In order to meet the complexity of quotation and transfer transactions of various private equity products, the quotation system has carried out a number of process innovations, such as abandoning the traditional membership system and switching to a participant system.
The so-called participant system mainly refers to compliant financial institutions and enterprises whose latest audited net assets are not less than RMB 10,000, or assets under management are not less than RMB 100 million, which can be used as participants in the quotation system. Investment, creation of product issuance, product display and agency transactions, etc.
According to business permissions, participants are divided into investment, creation, recommendation, agency transaction and display categories. A single institution can apply for one or more business permissions, but the entry threshold for each business permission is different. same. For example, investment participants (subscription, redemption, and transfer of private equity products) and creation participants (creation or issuance of private equity products) must meet the conditions of net assets of not less than 10,000 yuan, or assets under management of not less than 100 million yuan. Recommendation participants (Recommending the issuance or transfer of private equity products underwritten by oneself) and agency transaction participants (acting for qualified investors to buy and sell private equity products) must meet the conditions of a net asset of not less than 10,000 yuan. Display participants (organizing recommended companies to display various information implementations) Project docking) must meet the conditions of net assets of not less than 10,000 yuan or assets under management of not less than 100 million yuan.
Century Economic Report reporters have learned from many sources that the current total number of participants in the quotation system is more than 10,000, including about 100 banking institutions, more than 100 trusts and insurance companies, and the rest are securities firms, private equity institutions and corporate investors.
It is worth noting that this quotation system is also the first to introduce a negative list system in the issuance of private equity products. That is, except for private equity products that are clearly stipulated by regulatory authorities and must be approved and filed in advance, all quotations, issuances, and transfers in this quotation system are Private placement products can be subject to subsequent filing.
As for the issuance method of private equity products, the quotation system stipulates that assets management plans, income certificates, private equity funds and other products can be offered non-public issuance services, including pricing issuance, bidding issuance, etc.
In the private equity product quotation process, participants in the quotation system can make intention quotations based on market demand and customer intentions, directly inquire with the counterparty to make a deal, or wait for both parties to reach a transaction consensus before submitting the purchase and sale direction to the quotation system. offer price. In addition, participants can also publish offer quotes directly in the quotation system and wait for the counterparty to click on the transaction.
In the transfer process of private equity products, compared with the matching transaction model of some financial institutions’ own private equity product transfer platforms, the quotation system can introduce negotiated quotation, click transaction and other agreement quotation methods according to the transaction needs of different types of private equity products. , supplemented by market makers, auction bidding, tender bidding and other models.
A reporter from Century Economic Report learned that the quotation system completed the issuance of only private equity products this month. The total issuance amount in the month was close to 100 million yuan, and the average daily trading volume reached 300 million yuan.
Considering the background of securities industry associations and exchange shareholders in the quotation system, many securities firms and private equity investment institutions have also taken the initiative to issue products in this quotation system and seek supervision. The head of a private equity firm said frankly.
But what he is more interested in is the diversified operations of the quotation system in the registration and settlement of private equity products. For example, the quotation system introduces the model of mixed account holding and dual-track account opening. The so-called mixed holding means that under one participant's real-name master account, multiple nominally held accounts can be separated to facilitate participants to participate in the issuance and transfer transactions of different private equity products at the same time. Dual-track account opening means that in addition to opening an account with a securities firm, investors can also Open an account through the Internet platform.
The person in charge of the above-mentioned private equity institution believes that the current major obstacle to the platform’s trading activity is the issue of private equity product information disclosure. In particular, some OTC derivatives and private equity products have very limited information disclosure due to privacy considerations, making it difficult for investors to understand all the information about the products and accurately judge investment risks.
In this regard, the quotation system plans to set private equity product information disclosure into three levels: hierarchical disclosure, classified disclosure, and selective disclosure. Taking hierarchical disclosure as an example, the quotation system sets three basic information disclosure requirements for certain types of private equity products, but the seller institution can choose to disclose the disclosure information, or the disclosure information.
The original intention of the quotation system is based on the confidentiality of various types of private equity products. There are no strict requirements for information disclosure. The issuance and transfer transactions of private equity products are completely left to the market, and the buyer and the seller negotiate on their own to what extent they should proceed. Product information sharing. The above-mentioned people familiar with the matter said.
He also said that the two key tasks of the recent quotation system are to build an over-the-counter derivatives trading market and a commodity trading platform. Focusing on the construction of the OTC derivatives trading market, the quotation system plans to build three sub-platforms. The first is a transaction signing platform, which provides electronic inquiry and quotation services for OTC derivatives contracts, as well as online signing of OTC derivatives transaction-related agreements. , agreement management, transaction termination and other services. The second is the transaction reporting platform, which provides centralized reporting of OTC derivatives transactions, unified market monitoring and services. The third is the clearing platform, which is responsible for operating OTC derivatives contract clearing and fund settlement, collateral Management etc.
Interconnection Strategy
It is worth noting that private equity crowdfunding, which has attracted much market attention, has also been included in the quotation system as an important part of the construction of the private equity quotation and transfer market.
The above-mentioned people familiar with the matter revealed that in March this year, the quotation system specially set up a CSI crowdfunding platform. The first batch of crowdfunding projects were issued, with a fundraising amount of nearly 10,000 yuan, including the production and sales of outdoor products, sports industry, agriculture, high-tech Technology, Internet security, cultural media and other enterprises. As of the end of the month, the private equity crowdfunding business of the quotation system had completed an investment of nearly 100 million yuan.
Behind this, the quotation system is building a grand strategy to interconnect private equity product quotations and transfers.
Securities investment fund registration, equity investment fund registration, venture capital investment registration
The idea of the quotation system is to realize the interconnection of private equity product trading fields such as crowdfunding market, regional equity trading market, securities company over-the-counter trading market, etc. Interoperability, on the basis of sharing product quotation and transfer information, uses the interconnection mechanism to reduce intermediate links and improve transaction efficiency, and eventually becomes a large integrated platform for over-the-counter transactions of private equity products. The above-mentioned people familiar with the matter said.
A person from a securities firm said frankly that as the regional equity trading market is included in the interconnection of the quotation system, the relevant departments of the China Securities Regulatory Commission also have a development attitude towards securities firms participating in the regional equity trading center business.
It shows that as of the end of this year, 3 securities companies have participated in the business development of 3 regional equity markets.
At the same time, the quotation system is also interconnected with several securities companies that have launched pilot counter operations. In this month alone, securities companies issued (including consignment sales) only private equity products through the over-the-counter market, with an issuance amount of . .